| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2022-03-11 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2022-03-11 | - |
| Quam Securities Limited | Rep | 期货合约交易 | 2019-12-16 | 2022-02-28 |
| Rep | 证券交易 | 2019-12-16 | 2022-02-28 | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2012-03-23 | 2019-11-27 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2012-03-23 | 2019-11-27 |