| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2021-03-17 | - |
| Rep | 证券交易 | 2021-01-06 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2021-01-06 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2015-07-30 | 2020-12-13 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2015-07-30 | 2020-12-13 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 期货合约交易 | 2015-04-27 | 2015-07-06 |
| Rep | 证券交易 | 2015-04-27 | 2015-07-06 | |
| TFI Securities and Futures Limited | Rep | 证券交易 | 2013-11-15 | 2015-04-10 |
| Rep | 期货合约交易 | 2013-10-29 | 2015-04-10 | |
| Holly International Financial Holdings Limited | Rep | 期货合约交易 | 2013-02-05 | 2013-10-17 |
| Ark Securities (Hong Kong) Limited | Rep | 证券交易 | 2012-09-18 | 2012-12-08 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-09-18 | 2012-12-08 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2012-08-20 | 2012-09-11 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2012-03-29 | 2012-09-11 |
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