| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2013-09-06 | 2014-02-24 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 证券交易 | 2013-09-06 | 2014-02-24 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2012-08-13 | 2013-08-03 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2012-03-29 | 2013-08-03 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2012-03-29 | 2013-08-03 |