| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自动化交易服务 | 2019-01-18 | 2020-07-30 |
| Rep | 证券交易 | 2019-01-18 | 2020-07-30 | |
| Rep | 期货合约交易 | 2016-10-11 | 2020-07-30 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2015-01-19 | 2020-07-30 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2015-01-19 | 2016-10-10 |
| BREVAN HOWARD (HONG KONG) LIMITED | Rep | 提供资产管理 | 2013-10-10 | 2014-10-01 |
| Rep | 证券交易 | 2013-10-10 | 2014-10-01 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2012-04-17 | 2013-07-17 |
| Rep | 证券交易 | 2012-04-17 | 2013-07-17 |