| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ESR Hong Kong Asset Management Limited (b2021-12-28) | RO | 就证券提供意见 | 2026-09-16 | - |
| RO | 提供资产管理 | 2026-09-16 | - | |
| Fountain and Mountain Capital Limited | RO | 就证券提供意见 | 2025-07-03 | 2026-08-07 |
| RO | 提供资产管理 | 2025-07-03 | 2026-08-07 | |
| GRANDLY FINANCIAL SERVICES LIMITED | Rep | 期货合约交易 | 2023-06-05 | 2024-07-26 |
| Rep | 证券交易 | 2023-06-05 | 2024-07-26 | |
| Ever-Long Capital Management Limited | Rep | 提供资产管理 | 2020-10-06 | 2023-05-31 |
| Ever-Long Futures Limited | Rep | 期货合约交易 | 2019-11-22 | 2023-05-31 |
| EVER-LONG SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2019-11-22 | 2023-05-31 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2019-06-04 | 2019-11-16 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2012-04-17 | 2019-11-16 |
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