| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 就证券提供意见 | 2015-03-05 | 2015-03-31 |
| Rep | 证券交易 | 2015-03-05 | 2015-03-31 | |
| RO | 就证券提供意见 | 2014-07-11 | 2015-03-05 | |
| RO | 证券交易 | 2014-07-11 | 2015-03-05 | |
| Rep | 期货合约交易 | 2013-05-31 | 2015-03-31 | |
| Rep | 证券交易 | 2012-04-19 | 2014-07-11 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2012-04-19 | 2013-08-31 |