| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited | Rep | 期货合约交易 | 2025-09-11 | - |
| Rep | 证券交易 | 2023-12-08 | - | |
| Rep | 就证券提供意见 | 2022-05-10 | - | |
| CITIC Securities International Global Markets Limited | Rep | 期货合约交易 | 2022-02-21 | - |
| Rep | 证券交易 | 2022-02-21 | - | |
| Liquidnet Asia Limited | Rep | 提供自动化交易服务 | 2021-12-15 | 2022-02-01 |
| Rep | 证券交易 | 2021-11-25 | 2022-02-01 | |
| Jefferies Hong Kong Limited | Rep | 证券交易 | 2015-12-01 | 2021-07-19 |
| VALUE PARTNERS HONG KONG LIMITED | Rep | 就证券提供意见 | 2013-05-22 | 2015-11-25 |
| Rep | 提供资产管理 | 2013-05-22 | 2015-11-25 | |
| Rep | 证券交易 | 2013-05-22 | 2015-11-25 | |
| VALUE PARTNERS LIMITED | Rep | 就证券提供意见 | 2013-05-22 | 2015-11-25 |
| Rep | 提供资产管理 | 2013-05-22 | 2015-11-25 | |
| Rep | 证券交易 | 2013-05-22 | 2015-11-25 | |
| CSOP Asset Management Limited | Rep | 就证券提供意见 | 2012-04-25 | 2013-04-30 |
| Rep | 提供资产管理 | 2012-04-25 | 2013-04-30 |
已采集记录中暂无金管局登记。