| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2016-11-30 | 2017-01-14 |
| Rep | 就证券提供意见 | 2016-11-30 | 2017-01-14 | |
| CLSA LIMITED | Rep | 就证券提供意见 | 2016-11-30 | 2017-01-14 |
| Rep | 证券交易 | 2016-11-30 | 2017-01-14 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2014-06-16 | 2015-03-06 |
| Rep | 就证券提供意见 | 2014-06-16 | 2015-03-06 | |
| Rep | 证券交易 | 2014-06-16 | 2015-03-06 | |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2014-06-16 | 2015-03-06 |
| Rep | 就证券提供意见 | 2014-06-16 | 2015-03-06 | |
| Rep | 证券交易 | 2014-06-16 | 2015-03-06 | |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2012-04-30 | 2014-05-31 |