| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | 期货合约交易 | 2017-10-04 | 2020-06-30 |
| Rep | 证券交易 | 2017-10-04 | 2020-06-30 | |
| BGC SECURITIES (HONG KONG) LLC | Rep | 期货合约交易 | 2012-11-27 | 2017-07-25 |
| Rep | 证券交易 | 2012-11-27 | 2017-07-25 | |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2012-05-07 | 2012-09-07 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2012-05-07 | 2012-09-07 |
| Rep | 证券交易 | 2012-05-07 | 2012-09-07 |