| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PAOCHU INVESTMENT ADVISORY LIMITED | Rep | 就证券提供意见 | 2015-11-06 | 2016-07-21 |
| Rep | 提供资产管理 | 2015-11-06 | 2016-07-21 | |
| MIB FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-05-22 | 2015-09-02 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2014-05-22 | 2015-09-02 |
| CITY CREDIT CAPITAL (HK) LIMITED | Rep | 杠杆式外汇交易 | 2013-03-22 | 2014-03-31 |
| South China Forex Limited | Rep | 杠杆式外汇交易 | 2012-07-04 | 2013-02-17 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期货合约交易 | 2012-05-07 | 2013-02-17 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2012-05-07 | 2013-02-17 |