| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Maven Asia (Hong Kong) Limited | RO | 期货合约交易 | 2021-12-20 | 2023-10-10 |
| RO | 证券交易 | 2021-12-20 | 2023-10-10 | |
| Rep | 期货合约交易 | 2021-01-18 | 2021-12-20 | |
| Rep | 证券交易 | 2021-01-18 | 2021-12-20 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2016-12-19 | 2020-10-30 |
| Rep | 证券交易 | 2016-12-19 | 2020-10-30 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期货合约交易 | 2012-05-07 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2012-05-07 | 2020-10-30 |
| Rep | 证券交易 | 2012-05-07 | 2020-10-30 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2012-05-07 | 2016-12-18 |