| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2019-04-25 | - |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2019-04-25 | - |
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2019-02-19 | 2019-04-12 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 证券交易 | 2019-01-14 | 2019-04-12 |
| Vantage New Generation Securities Limited | Rep | 就证券提供意见 | 2018-03-15 | 2019-01-06 |
| Rep | 证券交易 | 2018-02-08 | 2019-01-06 | |
| CHONG HING SECURITIES LIMITED | Rep | 证券交易 | 2012-05-09 | 2017-10-10 |