| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited | Rep | 证券交易 | 2024-03-28 | - |
| SG SECURITIES (HK) LIMITED | Rep | 期货合约交易 | 2021-11-08 | 2024-03-31 |
| Rep | 证券交易 | 2021-10-11 | 2024-03-31 | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2014-01-29 | 2021-07-03 |
| Oppenheimer Investments Asia Limited | Rep | 就证券提供意见 | 2013-03-15 | 2014-01-15 |
| Rep | 证券交易 | 2012-05-17 | 2014-01-15 |
已采集记录中暂无金管局登记。