| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MUFG Securities Asia Limited | RO | 就机构融资提供意见 | 2017-11-30 | - |
| Rep | 就机构融资提供意见 | 2016-07-08 | 2017-11-30 | |
| RO | 证券交易 | 2015-12-08 | - | |
| RO | 就机构融资提供意见 | 2015-12-08 | 2016-07-08 | |
| Rep | 就机构融资提供意见 | 2015-10-02 | 2015-12-08 | |
| Rep | 证券交易 | 2015-10-02 | 2015-12-08 | |
| Jefferies Hong Kong Limited | RO | 证券交易 | 2013-07-08 | 2015-04-02 |
| Rep | 证券交易 | 2013-04-11 | 2013-07-08 | |
| Rep | 就机构融资提供意见 | 2013-04-11 | 2015-04-02 | |
| Credit Agricole Securities (Asia) Limited | RO | 就证券提供意见 | 2012-06-18 | 2013-03-09 |
| Rep | 就证券提供意见 | 2012-05-22 | 2012-06-18 |
已采集记录中暂无金管局登记。