| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2014-05-12 | 2018-02-26 |
| Rep | 就证券提供意见 | 2014-05-12 | 2018-02-26 | |
| Rep | 证券交易 | 2014-05-12 | 2018-02-26 | |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2014-05-12 | 2018-02-26 |
| Rep | 就证券提供意见 | 2014-05-12 | 2018-02-26 | |
| Rep | 证券交易 | 2014-05-12 | 2018-02-26 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就机构融资提供意见 | 2014-01-06 | 2014-04-05 |
| RHB CAPITAL HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2012-05-25 | 2013-04-17 |