| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Market Securities (Hong Kong) Limited | RO | 期货合约交易 | 2025-06-17 | - |
| RO | 证券交易 | 2025-06-17 | - | |
| Rep | 期货合约交易 | 2025-01-20 | 2025-06-17 | |
| Rep | 证券交易 | 2025-01-20 | 2025-06-17 | |
| TULLETT PREBON (HONG KONG) LIMITED | Rep | 证券交易 | 2023-05-09 | 2023-06-30 |
| RO | 证券交易 | 2022-10-20 | 2023-05-09 | |
| RO | 期货合约交易 | 2022-10-20 | 2023-06-30 | |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2022-04-01 | 2023-06-30 |
| Rep | 证券交易 | 2022-04-01 | 2023-06-30 | |
| TULLETT PREBON (HONG KONG) LIMITED | Rep | 证券交易 | 2019-02-19 | 2022-10-20 |
| Rep | 期货合约交易 | 2018-01-02 | 2022-10-20 | |
| Qantex Capital Markets Limited | Rep | 期货合约交易 | 2012-05-28 | 2017-09-29 |