| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2016-03-22 | 2021-03-05 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2015-10-29 | 2021-03-05 |
| Rep | 证券交易 | 2015-10-29 | 2021-03-05 | |
| NH INVESTMENT & SECURITIES (H.K.) LIMITED | RO | 就证券提供意见 | 2015-07-23 | 2015-10-08 |
| RO | 证券交易 | 2015-07-23 | 2015-10-08 | |
| Rep | 就证券提供意见 | 2012-05-31 | 2015-07-23 | |
| Rep | 证券交易 | 2012-05-31 | 2015-07-23 |