| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited | RO | 就证券提供意见 | 2019-11-06 | - |
| RO | 证券交易 | 2019-11-06 | - | |
| China Renaissance Broking Services (Hong Kong) Limited | RO | 证券交易 | 2019-06-18 | - |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2014-06-27 | 2015-11-30 |
| Rep | 期货合约交易 | 2014-06-27 | 2018-04-30 | |
| Rep | 证券交易 | 2014-06-27 | 2018-04-30 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2012-06-01 | 2014-03-20 |
| Rep | 提供自动化交易服务 | 2012-06-01 | 2014-03-20 | |
| Rep | 证券交易 | 2012-06-01 | 2014-03-20 |
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