| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | RO | 证券交易 | 2024-04-11 | - |
| Rep | 期货合约交易 | 2024-01-24 | - | |
| Rep | 证券交易 | 2024-01-24 | 2024-04-11 | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | RO | 证券交易 | 2021-10-15 | 2022-04-13 |
| Rep | 证券交易 | 2020-09-07 | 2021-10-15 | |
| RO | 证券交易 | 2019-07-19 | 2020-06-23 | |
| Rep | 证券交易 | 2016-09-08 | 2019-07-19 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2012-06-01 | 2016-06-15 |
| Rep | 就证券提供意见 | 2012-06-01 | 2016-06-15 | |
| Rep | 期货合约交易 | 2012-06-01 | 2016-06-15 | |
| Rep | 证券交易 | 2012-06-01 | 2016-06-15 |