| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2020-01-09 | 2021-02-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2014-08-25 | 2020-01-09 |
| Rep | 就证券提供意见 | 2014-08-25 | 2020-01-09 | |
| Rep | 证券交易 | 2014-08-25 | 2021-02-19 | |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2014-08-25 | 2020-01-09 |
| Rep | 就证券提供意见 | 2014-08-25 | 2020-01-09 | |
| Rep | 证券交易 | 2014-08-25 | 2021-02-19 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2012-06-07 | 2014-06-18 |