| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | 就机构融资提供意见 | 2022-10-12 | - |
| RO | 就证券提供意见 | 2022-10-12 | - | |
| CLSA LIMITED | RO | 证券交易 | 2022-10-12 | - |
| CITIC Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2018-08-15 | 2022-10-12 |
| CLSA LIMITED | Rep | 就证券提供意见 | 2018-08-15 | 2021-07-20 |
| Rep | 证券交易 | 2018-08-15 | 2022-10-12 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2018-06-04 | 2022-10-12 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2016-12-19 | 2018-03-15 |
| Rep | 就机构融资提供意见 | 2012-06-07 | 2016-12-18 |