| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MACQUARIE CAPITAL LIMITED | Rep | 就证券提供意见 | 2025-01-21 | 2026-08-21 |
| Rep | 就机构融资提供意见 | 2024-06-26 | 2026-08-21 | |
| Rep | 证券交易 | 2024-06-26 | 2026-08-21 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2019-06-18 | 2021-06-30 |
| Rep | 证券交易 | 2019-06-18 | 2021-06-30 | |
| Silk Road Finance Asia Limited | RO | 就机构融资提供意见 | 2017-06-02 | 2018-12-01 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2012-06-07 | 2015-10-24 |