| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SFUND INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2021-07-07 | - |
| RO | 提供资产管理 | 2021-07-07 | - | |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2017-08-29 | 2018-12-01 |
| Rep | 就证券提供意见 | 2017-08-29 | 2018-12-01 | |
| CLSA LIMITED | Rep | 就证券提供意见 | 2017-08-29 | 2018-12-01 |
| Rep | 证券交易 | 2017-08-29 | 2018-12-01 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2015-11-13 | 2017-06-02 |
| Rep | 证券交易 | 2015-11-13 | 2017-06-02 | |
| CITIC Securities Asset Management (HK) Limited | Rep | 就证券提供意见 | 2012-06-12 | 2015-03-05 |
| Rep | 提供资产管理 | 2012-06-12 | 2015-03-05 |