| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GAIN CAPITAL - FOREX.COM HONG KONG LIMITED (TRADING AS FOREX.COM HONG KONG, FOREX.COM ASIA PACIFIC, GAIN CAPITAL FOREX) | Rep | 杠杆式外汇交易 | 2014-02-27 | 2017-04-13 |
| CITY CREDIT CAPITAL (HK) LIMITED | Rep | 杠杆式外汇交易 | 2013-06-10 | 2014-01-17 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2013-04-16 | 2013-05-24 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2013-04-16 | 2013-05-24 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2012-06-13 | 2013-02-27 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2012-06-13 | 2013-02-27 |