Lau, Adrian Yan Ho 劉恩豪
证监会中央编号:AZR002
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | RO | 证券交易 | 2023-11-01 | - |
| Rep | 证券交易 | 2023-05-10 | 2023-11-01 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2015-11-19 | 2023-02-22 |
| Rep | 证券交易 | 2015-11-19 | 2023-02-22 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2015-11-19 | 2023-02-22 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2012-06-18 | 2015-05-21 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 证券交易 | 2012-06-18 | 2015-05-21 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2012-06-18 | 2015-05-21 |
已采集记录中暂无金管局登记。