| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Alpha Win Capital Limited | RO | 就证券提供意见 | 2023-11-30 | - |
| RO | 证券交易 | 2023-11-30 | - | |
| Rep | 就证券提供意见 | 2023-06-09 | 2023-11-30 | |
| Rep | 证券交易 | 2023-06-09 | 2023-11-30 | |
| RO | 提供资产管理 | 2022-11-29 | - | |
| RO | 就证券提供意见 | 2022-11-29 | 2023-06-09 | |
| RO | 证券交易 | 2022-11-29 | 2023-06-09 | |
| Rep | 就证券提供意见 | 2020-06-01 | 2022-11-29 | |
| Rep | 提供资产管理 | 2020-06-01 | 2022-11-29 | |
| Rep | 证券交易 | 2020-06-01 | 2022-11-29 | |
| Foundation Asset Management (HK) Limited | Rep | 就证券提供意见 | 2018-07-26 | 2019-05-10 |
| Rep | 提供资产管理 | 2018-07-26 | 2019-05-10 | |
| BOCOM International Asset Management Limited | Rep | 就证券提供意见 | 2016-10-18 | 2018-07-04 |
| Rep | 提供资产管理 | 2016-10-18 | 2018-07-04 | |
| Rep | 证券交易 | 2016-10-18 | 2018-07-04 | |
| BOCOM International Securities Limited | Rep | 期货合约交易 | 2015-03-11 | 2016-10-01 |
| Rep | 证券交易 | 2015-03-11 | 2016-10-01 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 期货合约交易 | 2013-12-31 | 2015-02-20 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2012-06-26 | 2015-02-20 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2012-06-26 | 2015-02-20 |
金管局记录暂时无法加载，请稍后重试。