| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2015-12-04 | 2017-01-28 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2013-12-03 | 2014-07-25 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2013-12-03 | 2014-07-25 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 证券交易 | 2012-06-27 | 2013-07-30 |