| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | 就机构融资提供意见 | 2024-07-17 | - |
| RO | 证券交易 | 2024-07-17 | - | |
| Rep | 就机构融资提供意见 | 2023-09-15 | 2024-07-17 | |
| Rep | 证券交易 | 2023-09-15 | 2024-07-17 | |
| China Securities (International) Brokerage Company Limited | Rep | 就证券提供意见 | 2018-05-28 | 2023-08-08 |
| Rep | 证券交易 | 2018-05-28 | 2023-08-08 | |
| China Securities (International) Corporate Finance Company Limited | Rep | 证券交易 | 2018-05-28 | 2023-08-08 |
| Rep | 就机构融资提供意见 | 2018-05-10 | 2023-08-08 | |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2012-07-04 | 2017-11-17 |