| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RHB FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2014-08-26 | 2015-02-16 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2014-08-26 | 2015-02-16 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2013-11-21 | 2014-02-22 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2013-11-21 | 2014-02-22 |
| Well Link Securities Limited | Rep | 期货合约交易 | 2013-09-17 | 2013-10-15 |
| Rep | 证券交易 | 2012-07-09 | 2013-10-15 |