| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Gentleman Capital Limited | Rep | 证券交易 | 2025-01-20 | - |
| Rep | 就证券提供意见 | 2023-07-10 | - | |
| Rep | 提供资产管理 | 2021-03-29 | - | |
| GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | Rep | 就证券提供意见 | 2019-12-24 | 2021-01-29 |
| Rep | 证券交易 | 2019-12-24 | 2021-01-29 | |
| Soochow Securities International Brokerage Limited | Rep | 证券交易 | 2019-05-16 | 2019-11-30 |
| Soochow Securities International Futures Limited | Rep | 期货合约交易 | 2019-05-16 | 2019-11-30 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2015-09-04 | 2019-03-15 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2015-05-14 | 2019-03-15 |
| CTBC Asia Limited | Rep | 证券交易 | 2012-07-10 | 2015-05-04 |
已采集记录中暂无金管局登记。