| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited | RO | 就证券提供意见 | 2020-02-11 | - |
| RO | 证券交易 | 2020-02-11 | - | |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期货合约交易 | 2019-12-23 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 就证券提供意见 | 2019-11-21 | 2020-02-11 |
| Rep | 证券交易 | 2019-11-21 | 2020-02-11 | |
| Tongfang Securities Limited | RO | 就证券提供意见 | 2019-03-01 | 2019-11-08 |
| RO | 证券交易 | 2019-03-01 | 2019-11-08 | |
| RO | 就证券提供意见 | 2018-11-29 | 2019-01-10 | |
| RO | 证券交易 | 2018-11-29 | 2019-01-10 | |
| CITIC Securities Brokerage (HK) Limited | RO | 就证券提供意见 | 2017-06-30 | 2018-09-21 |
| RO | 证券交易 | 2017-06-30 | 2018-09-21 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2017-06-14 | 2018-09-21 |
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2012-09-13 | 2017-06-30 |
| Rep | 证券交易 | 2012-07-10 | 2017-06-30 |
已采集记录中暂无金管局登记。