| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Global Markets Limited | Rep | 证券交易 | 2022-05-03 | 2024-12-31 |
| CMB International Capital Limited | RO | 就机构融资提供意见 | 2021-10-18 | - |
| RO | 证券交易 | 2021-10-18 | - | |
| Rep | 就机构融资提供意见 | 2021-08-20 | 2021-10-18 | |
| Rep | 证券交易 | 2021-08-20 | 2021-10-18 | |
| CMB International Securities Limited | Rep | 证券交易 | 2021-08-20 | - |
| China Renaissance Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2019-12-03 | 2021-06-04 |
| Rep | 证券交易 | 2019-12-03 | 2021-06-04 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | 2012-07-10 | 2019-06-01 |
| Rep | 证券交易 | 2012-07-10 | 2019-06-01 |
已采集记录中暂无金管局登记。