| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2021-02-02 | - |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2021-02-02 | - |
| Rep | 证券交易 | 2021-02-02 | - | |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2019-12-05 | - |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2016-01-29 | 2019-10-22 |
| Rep | 证券交易 | 2016-01-29 | 2019-10-22 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2012-07-12 | 2013-10-01 |