| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2025-10-30 | - |
| Rep | 证券交易 | 2025-04-28 | - | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2025-04-28 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | 2024-06-01 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供资产管理 | 2014-10-22 | 2024-06-01 |
| Rep | 证券交易 | 2014-10-22 | 2024-06-01 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2014-10-22 | 2016-10-10 |
| SHINING CAPITAL MANAGEMENT HONG KONG LIMITED | RO | 提供资产管理 | 2012-07-12 | 2013-07-31 |