| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC CFI Asset Management Company Limited | RO | 提供资产管理 | 2025-05-19 | - |
| CITIC Futures International Company Limited | Rep | 期货合约交易 | 2023-01-13 | - |
| CITIC CFI Securities Company Limited | RO | 就证券提供意见 | 2022-11-03 | - |
| RO | 证券交易 | 2022-11-03 | - | |
| Rep | 就证券提供意见 | 2022-05-27 | 2022-11-03 | |
| Rep | 证券交易 | 2022-05-27 | 2022-11-03 | |
| AJ Futures Limited | RO | 期货合约交易 | 2020-03-27 | 2022-04-30 |
| Rep | 期货合约交易 | 2019-08-12 | 2020-03-27 | |
| AJ Asset Management Limited | Rep | 提供资产管理 | 2018-10-29 | 2022-04-30 |
| AJ Securities Limited | Rep | 证券交易 | 2017-12-18 | 2022-04-30 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2013-11-28 | 2017-11-29 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2013-11-28 | 2017-11-29 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2012-07-13 | 2013-06-22 |
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