| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Golden K2 Securities Limited | Rep | 证券交易 | 2022-10-12 | 2023-11-28 |
| Maxcess Capital Limited | Rep | 就证券提供意见 | 2022-10-12 | - |
| Rep | 提供资产管理 | 2022-10-12 | - | |
| NEW VISION CAPITAL PARTNERS LIMITED | RO | 就证券提供意见 | 2022-03-08 | 2022-07-06 |
| RO | 提供资产管理 | 2022-03-08 | 2022-07-06 | |
| Golden K2 Securities Limited | Rep | 就机构融资提供意见 | 2018-09-17 | 2021-06-17 |
| Rep | 证券交易 | 2018-09-17 | 2021-12-31 | |
| Maxcess Capital Limited | Rep | 就证券提供意见 | 2018-09-17 | 2021-12-31 |
| Rep | 提供资产管理 | 2018-09-17 | 2021-12-31 | |
| Win Harvest Asset Management Limited | Rep | 就证券提供意见 | 2016-01-15 | 2016-09-20 |
| Rep | 提供资产管理 | 2016-01-15 | 2016-09-20 | |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | 2012-08-17 | 2013-05-11 |
| Rep | 就证券提供意见 | 2012-07-16 | 2013-05-11 | |
| Rep | 证券交易 | 2012-07-16 | 2013-05-11 |
已采集记录中暂无金管局登记。