| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2026-11-02 | - |
| Rep | 证券交易 | 2026-11-02 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2026-11-02 | - |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就证券提供意见 | 2019-07-22 | 2019-10-11 |
| Rep | 证券交易 | 2019-07-22 | 2019-10-11 | |
| GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | 就证券提供意见 | 2018-07-10 | 2019-07-04 |
| Rep | 提供资产管理 | 2018-07-10 | 2019-07-04 | |
| Rep | 证券交易 | 2018-07-10 | 2019-07-04 |
已采集记录中暂无金管局登记。