| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TP ICAP MARKETS (HONG KONG) LIMITED | RO | 提供自动化交易服务 | 2025-09-25 | - |
| RO | 期货合约交易 | 2025-09-25 | - | |
| Rep | 期货合约交易 | 2022-08-26 | 2025-09-25 | |
| RO | 证券交易 | 2022-06-30 | - | |
| Rep | 证券交易 | 2019-06-24 | 2022-06-30 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2014-02-04 | 2015-12-01 |
| Rep | 就期货合约提供意见 | 2013-03-13 | 2015-12-01 | |
| Rep | 期货合约交易 | 2013-03-13 | 2015-12-01 | |
| Rep | 证券交易 | 2012-07-19 | 2015-12-01 |