| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | 就证券提供意见 | 2020-03-24 | 2024-07-12 |
| RO | 证券交易 | 2020-03-24 | 2024-07-12 | |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2017-04-07 | 2024-07-12 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2017-04-07 | 2020-03-24 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2012-07-27 | 2013-10-01 |