| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NATIXIS ASIA LIMITED | Rep | 就期货合约提供意见 | 2017-06-15 | 2019-11-29 |
| Rep | 期货合约交易 | 2017-06-15 | 2019-11-29 | |
| Rep | 就证券提供意见 | 2017-04-11 | 2019-11-29 | |
| Rep | 证券交易 | 2017-04-11 | 2019-11-29 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2014-03-14 | 2015-02-12 |
| Rep | 证券交易 | 2014-03-14 | 2015-02-12 | |
| SG SECURITIES (HK) LIMITED | Rep | 期货合约交易 | 2012-07-27 | 2013-11-02 |
| Rep | 证券交易 | 2012-07-27 | 2013-11-02 |