| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| INSTINET PACIFIC LIMITED | Rep | 就证券提供意见 | 2019-09-24 | - |
| Rep | 提供自动化交易服务 | 2019-09-24 | - | |
| Rep | 证券交易 | 2019-09-02 | - | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2018-06-04 | 2019-09-01 |
| Rep | 证券交易 | 2018-06-04 | 2019-09-01 | |
| China Renaissance Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2017-05-04 | 2018-05-03 |
| Rep | 证券交易 | 2017-05-04 | 2018-05-03 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2012-07-30 | 2015-09-29 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2012-07-30 | 2015-09-29 |
| Rep | 证券交易 | 2012-07-30 | 2015-09-29 |
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