| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Pinpoint Asset Management Limited | Rep | 提供资产管理 | 2022-04-25 | - |
| Raffles Assets Management (HK) Co. Limited | Rep | 证券交易 | 2021-09-01 | 2022-04-11 |
| Rep | 就证券提供意见 | 2020-09-03 | 2022-04-11 | |
| Rep | 提供资产管理 | 2020-09-03 | 2022-04-11 | |
| ATLANTIS INVESTMENT MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2019-08-26 | 2020-08-05 |
| Rep | 提供资产管理 | 2019-08-26 | 2020-08-05 | |
| GF FUTURES (HONG KONG) CO., LIMITED | Rep | 期货合约交易 | 2017-08-01 | 2019-07-02 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 证券交易 | 2017-08-01 | 2019-07-02 |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2017-04-18 | 2017-06-25 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2017-04-18 | 2017-06-25 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 期货合约交易 | 2014-11-27 | 2017-04-05 |
| Rep | 证券交易 | 2014-11-27 | 2017-04-05 | |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2012-08-02 | 2013-10-08 |
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