Personnel Hong Kong SFC License Details (ID 1934758)

Personnel Hong Kong SFC License Details (ID 1934758)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
UX SECURITIES LIMITED	Rep	证券交易	2025-04-07	-
ASA SECURITIES LIMITED	Rep	期货合约交易	2020-02-26	2025-03-31
	Rep	证券交易	2020-02-26	2025-03-31
KGI ASIA LIMITED	Rep	证券交易	2017-10-03	2020-02-14
	Rep	证券交易	2014-02-20	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2014-02-20	2020-02-14
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2013-07-15	2014-01-16
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2013-07-15	2014-01-16
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	证券交易	2013-07-15	2014-01-16
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2012-08-24	2013-06-17
KGI ASIA LIMITED	Rep	证券交易	2012-08-03	2013-06-17