| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CWB Hong Kong Limited | Rep | 就证券提供意见 | 2021-02-08 | 2025-11-07 |
| Rep | 提供资产管理 | 2020-10-30 | 2025-11-07 | |
| RO | 证券交易 | 2020-10-30 | 2025-11-07 | |
| oOo Securities (HK) Group Limited | Rep | 提供资产管理 | 2013-09-02 | 2020-05-22 |
| Rep | 证券交易 | 2012-10-29 | 2020-05-22 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 证券交易 | 2012-08-03 | 2012-09-29 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 证券交易 | 2012-08-03 | 2012-09-29 |