| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2014-10-22 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2014-10-22 | - |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | 期货合约交易 | 2012-08-14 | 2014-10-10 |
| Rep | 证券交易 | 2012-08-14 | 2014-10-10 |