| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2022-09-01 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2022-09-01 | - |
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2021-01-20 | 2022-07-12 |
| Rep | 证券交易 | 2021-01-20 | 2022-07-12 | |
| SG SECURITIES (HK) LIMITED | Rep | 期货合约交易 | 2018-01-17 | 2021-01-08 |
| Rep | 证券交易 | 2018-01-17 | 2021-01-08 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2015-08-04 | 2017-05-26 |
| Rep | 证券交易 | 2015-08-04 | 2017-05-26 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2012-08-09 | 2014-06-28 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 证券交易 | 2012-08-09 | 2014-06-28 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2012-08-09 | 2014-06-28 |
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