| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| oOo Securities (HK) Group Limited | RO | 就机构融资提供意见 | 2017-02-28 | 2018-08-15 |
| Rep | 就机构融资提供意见 | 2016-09-28 | 2017-02-28 | |
| Rep | 就证券提供意见 | 2016-03-04 | 2018-08-15 | |
| Rep | 证券交易 | 2016-03-04 | 2018-08-15 | |
| ROTHSCHILD & CO HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2014-02-24 | 2016-02-06 |
| Rep | 就证券提供意见 | 2014-02-24 | 2016-02-06 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2012-08-13 | 2013-09-28 |