| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2014-10-10 | 2016-08-31 |
| Rep | 证券交易 | 2014-10-10 | 2016-08-31 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2012-08-16 | 2014-05-05 |
| Rep | 就证券提供意见 | 2012-08-16 | 2014-05-05 | |
| Rep | 证券交易 | 2012-08-16 | 2014-05-05 |