| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MUFG Securities Asia Limited | Rep | 就机构融资提供意见 | 2025-01-02 | - |
| Rep | 证券交易 | 2025-01-02 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2017-11-09 | 2023-08-15 |
| Rep | 就证券提供意见 | 2017-11-09 | 2023-08-15 | |
| Rep | 证券交易 | 2017-11-09 | 2023-08-15 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2015-04-01 | 2017-10-13 |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2014-08-21 | 2017-10-13 |
| Rep | 证券交易 | 2014-08-21 | 2017-10-13 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2012-08-20 | 2014-06-03 |
| Rep | 证券交易 | 2012-08-20 | 2014-06-03 |