| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Ark Securities (Hong Kong) Limited | Rep | 证券交易 | 2013-09-04 | 2019-06-11 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2013-09-04 | 2019-06-11 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-10-26 | 2013-08-31 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2012-08-20 | 2013-08-31 |